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Some critics of score voting and/or approval voting, most notably IRV propagandists at "FairVote," have argued that these systems will in practice degenerate to plain plurality voting. That is, the voters will score their favorite maximum, and all rivals co-minimum. FairVote calls that "bullet voting" and contends it, in contrast, would not be a problem with IRV (instant runoff).
One problem with approval voting, for example, is that voters are instinctively reluctant to give equal weight to a candidate they really like and candidates they can merely tolerate. The result is often "bullet voting," which range voting also encourages.
– FairVote board member and New Yorker journalist Hendrik Hertzberg, 2010 on New Yorker blog.
Because "approving" a second choice may help defeat the voter's first choice, most experts agree that it [Approval Voting] is likely to devolve to typical vote-for-one plurality voting.
– FairVote "senior advisor" Terrill Bouricius (post titled "Approval has its own problems" on 23 Aug. 2008 on NowPublic.com).
I. In the French approval voting study (thousands of voters, 16 candidates, presidential election of 2002; probably the largest approval voting study ever), the plurality vote totalled 100% and the approval votes totalled 315%, and the percentage of "bullet style" (approves exactly one) ballots was 11.1%.
Let us compare that head to head with the (similar parameters) San Francisco Mayoral election of 2007 (12 candidates, 143359 voters). FairVote, the IRV propaganda group, touted SF's adoption of IRV as a "great success" and Hertzberg himself listed SF as an example IRV city in his very New Yorker blog post we quoted from above. This is, as far as I know, the largest IRV election ever carried out on US soil during the 50 years prior, if not all time. Checking the full ballot dataset we see that over 76063 (53%) of San Francisco's IRV ballots were "bullet" style. The total number of candidates ranked on those ballots amounted to below 187% of the total number of ballots.
There were 67590 "bullet" votes for Newsom, 3825 for Hoogasian, 2539 for Pang, 590 for Sumchai, and 349 for Rinaldi out of 143359 total accepted IRV ballots.
Thus, this head-to-head comparison suggests that "bullet" voting is more common with the IRV system brought to SF by FairVote, than it is with approval voting. (Indeed, in this case, hugely more common.)
IRV advocates may also be interested in the following. In some parts of Australia (the top IRV-using country) it was made legal for voters to rank fewer than all candidates, indeed the Australian word for "bullet voting" (the extreme case of ranking only a single candidate) is "plumping." This was made legal in Queensland in 1992. This first year in which plumping was permitted, the plumping rate was 23%. But this appears to have grown over time. In the 2009 elections, the Electoral Commission of Queensland, published these results from a sample of 10 Australian electorates giving the plumping and partial (not full) preference voting percentages:
|Party||Plumping||Partial Preferences||Full Preferences|
|Liberal National Party||74.8||2.3||22.9|
|Daylight Saving Party||32.2||10.3||57.5|
It is unusual for approval voting elections to have plumping rates as high as even the lowest (32.2%) among these.
II. Now let us perform a second head-to-head comparison of similar-parameter elections. The Burlington Mayoral Election of 2009, another IRV election for which I have the full ballot set (6 candidates), featured 1481 "bullet style" votes out of 8980 valid ballots (16.5%) and 21.5% of ballots ranked exactly two candidates. Vermont Maths. Professor Robert Z. Norman points out that this 6-candidate race was to a decent approximation really only a 3-candidate race between the incumbent, the Democrat, and the Republican (since the other 3 got a lot fewer votes); and over 26% of the voters ranked only one among the big three. So some might argue the effective rate of bullet voting was closer to 26% than 16.5%.
The UN secretary general election of 2006 (approval voting, 6 candidates) featured 39 approvals, 35 disapprovals, and 16 "no opinion" votes from 15 voters, an approval fraction of 260%. Since the ballots were secret I do not actually know the percentage of approve-1-disapprove-rest "bullet style" ballots, but it is possible to tell from the data they did publish, that at most 3 of the 15 voters cast a bullet-style ballot. I.e, the percentage of bullet-voters was at most 20%. This is only an upper bound. The lower bound is 0. There overall were more approvals than disapprovals, the exact opposite of what would have happened if there had been a lot of bullet voting. Also, if there really were 3 bullet-ballots (meeting the upper bound) then the remaining 12 ballots would each have had to have approved exactly 3 of the 6 candidates – or somebody must have approved at least 4 of the 6. The uniqueness of this (1,1,1,3,3,3,3,3,3,3,3,3,3,3,3) configuration and the fact it contains a "gap" at 2 both make it seem unlikely; and it also seems unlikely (especially to believers in the prevalence of "bullet voting") that any voter approved 4. Therefore it is likely that the 20% upper bound can be decreased to 13.3%. Hence the truth probably is either 0, 1/15=6.7%, or 2/15=13.3%.
III. For our third head-to-head comparison, we can contrast the first four USA presidential elections (approval voting, essentially) with the three Irish IRV presidential elections.
The early USA conducted its first 4 presidential elections with approval voting, except it was forbidden to approve 3 or more candidates; and the 2nd-place finisher became vice president as an almost worthless "consolation prize."
The percentage of bullet-style ballots in all 4 of the US presidential elections carried out with (restricted) approval voting, then, was either 0 or 0.2% depending on how we view Lispenard (or 2.1% even if you count both Lispenard and all 9 alleged Pinckney-denials). It is plausible that there would have been 3-approving ballots if the rules had allowed it. This contrasts with, e.g. the entire history of Irish presidential elections, all of which were carried out with IRV. Counting only the 3 elections (1945, 1990, 1997) with at least 3 candidates running so that "full ranking" actually could meaningfully differ from "bullet voting," it appears that somewhere between 9.5% and 31.8% of the ballots were bullet style (based on the percentages of "nontransferable" votes among those ballots that "tried" to transfer).
In 1990 after Currie was eliminated, his 267902 votes "tried" to transfer, but 25548 failed to do so because they were (either intentionally or accidentally) bullet-style ballots, a rate of 25548/267902=9.5%. In 1945, also a 3-candidate election, after McCartie was eliminated, his 212834 votes "tried" to transfer, but 67748 failed to do so, a rate of 67748/212834=31.8%.
Actually, these estimates are probably all underestimates since they were based on voters for "underdogs" and who hence would have had high incentive to rank further choices. The voters for "overdogs" would have had less such incentive, i.e. would have been more likely to "bullet vote." (C.f. the San Francisco election above where Newsom was the "overdog" and got a lot of bullet votes.) So probably 9.5% and 31.8% are merely lower bounds.
IV. Dartmouth College's alumni association used approval voting during 1990-2007 to fill vacancies as they arose on its 18-member Board of Trustees. Each election involved 3 "nominated" candidates plus perhaps additional "petition" candidates (usually 3 or 4 in all). The final approval-voting election, held in 2007, had 4 candidates. It was won by S.F.Smith with 9984 approvals on 18186 ballots (54.9% approval). There were 32941 approvals in all, i.e. 181%. This implies that at most 59.5% of the ballots were bullet-style, and the only way it would be possible to meet this upper bound would be if every ballot approved either 1 or 3 candidates (never 2). If instead every ballot approved either 1 or 2 then the fraction of approve-1 ballots would have had to be 19%. So the bullet fraction, we estimate, was between 19% and 59.5%.
Meanwhile Dartmouth's students used instant runoff voting to elect their Student President. You can see their 2006 election results here.
Frankly, this 2006 election seems like an absurd disaster for IRV because there were 176 candidates. Only three of these 176 candidates were on-ballot (Chick, Patinkin, and Zubricki); the other 173 were "write-ins," including the eventual winner, Timothy A. Andreadis. Most of the write-ins got zero votes, which was strange. (Couldn't you vote for yourself? Or was their computer system defective?) Obviously, it was not going to be attractive for voters to provide a full rank ordering of all 176, and indeed I doubt that any voter provided such an ordering nor that any voter even knew who most of the 176 even were. Nevertheless FairVote applauded Dartmouth for adopting IRV and featured this exact election on their web page.
There were 2435 voters. In the 10th and final round of IRVing Andreadis's 1127 votes defeated David S. Zubricki's 913. To a good approximation, this was only a 3-man race between Andreadis, Zubricki, and Adam Patinkin. The other 173 could have been eliminated immediately if Dartmouth had used a better algorithm. That's because A, Z, and P got 1025, 577, and 554 top-rank votes immediately while the remaining 173 candidates all combined into an imaginary "supercandidate" (call it "S") only got 279 (11.5%). Restrict attention, then, to the 4 candidates A, Z, P, and S.
In view of the above, it seems reasonable to estimate that about 40% of the IRV ballots were bullet-style.
With approval voting, there certainly are situations in which a voter would have incentive to "bullet vote." But there also are situations where a voter would be foolish to bullet vote.
Want to make that a little more concrete? A common example (often cited by FairVote in other contexts) is a voter who preferred Green Party candidate Ralph Nader in the 2000 USA Presidential election, but insincerely voted for Democrat Al Gore in order not to "waste her vote" under plurality voting (because the real battle was between Gore & Bush). If it had been approval voting, do you think this voter would:
Which would be the smart move?
- Approve both Gore and Nader (and any other candidates that voter preferred over Gore)
- Only approve Gore
- Only approve Nader?
Which occurs more frequently?
Michael Rouse points out that we actually have evidence on exactly that. In Florida 2000, there were 111251 overvotes versus only 97488 valid votes for Nader – even though overvotes were illegal and discarded since that election unfortunately was not conducted using approval voting. This suggests that the desire to vote in non-bullet style is much, much larger than the desire to bullet-vote for a third-party candidate.
One fact to consider is: bullet-voting in range voting elections with large numbers of voters is usually a dumb strategic idea... One way to see that intuitively is Mike Ossipoff's "voting power ratio"; by approval voting in "bullet" style you tend to sacrifice a lot of "voting power."
There is not a great deal of evidence available due to the relative paucity of historically important IRV and approval elections for which we have ballot data (and in some cases we were forced to work from incomplete ballot data, and thus could get only approximate results or merely bounds). But it appears that every one of the first three approval election sets above, involved smaller percentages of "bullet style" ballots than every one of the first three IRV election sets.
We can't tell for set IV because the data is too imprecise. Actually IV is not a good comparison anyhow because its elections were quite dissimilar; its only similarity is the electorates – Dartmouth alumni & students. (Also it has no historical importance.) For those worried that IV may be an exception to the pattern that IRV elections have more bullet voting than approval elections, note that (as one would a priori have expected) there seems to be a trend for more bullet voting in approval elections with fewer candidates. I, II, and III all compare elections with the same (or close) numbers of candidates. IV is different: Since it compares a 176-candidate IRV election(!) with a 4-candidate approval election, this is no "exception" at all.
|Comparison||Approval Voting||Instant Runoff (IRV)|
|I||France 2002 study: 11.1% (315% approved in total)||San Francisco 2007: 53% (<187% ranked in total)|
|II||UN secy genl election of 2006: 260% approved in total, between 0 and 20% (almost certainly at most 13.3%) bullet voting rate||Burlington 2009 mayoral: 16.5% bullet voting rate (and over 26% if restricted to the "big three")|
|III||Early USA presidential: 0-2% bullet voting rate||Irish presidential: 9.5 to 31.8% bullet rate, or more (average≈21%?)|
|IV||Dartmouth 2007 alumni assoc: 19-59.5% (181% approved in total)||Dartmouth 2006 student presidential: ≈40%|
We also have a large set of range-style and approval-style polls and in them, again, bullet-voting obviously occurred only at small levels and was not a problem.
Criticisms (ranging from silly to not-so-silly):
So in short, had Hertzberg, Bouricius, and FairVote consulted the available evidence they would have found that their "bullet voting bugaboo" argument contradicted it. Their "argument" for IRV and against approval voting, at least in view of this evidence really is an argument for approval and against IRV!
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